
White Collar Crime in the Mutual Fund Industry.
Title:
White Collar Crime in the Mutual Fund Industry.
Author:
Peterson, Andrew.
ISBN:
9781593326036
Personal Author:
Edition:
1st ed.
Physical Description:
1 online resource (171 pages)
Series:
Criminal Justice: Recent Scholarship
Contents:
CONTENTS -- Preface -- Chapter 1: Mutual Funds, Their History, and This Scandal -- Chapter 2: Cases from the Mutual Fund Scandal -- Chapter 3: Spitzer and the New York Attorney General's Office -- Chapter 4: Federal Regulators and Self-Regulatory Organizations -- Chapter 5: Lessons Learned -- Appendices -- References -- Index.
Abstract:
Peterson examines conditions and structures that led to abuses in the mutual fund industry. He seeks to provide understanding of not only the scandal's causes and its effects on investors, but also the regulatory response and reformation process. He breaks the scandal down into three parts: its root causes, regulatory responses by various actors, and attempts at reform and regulation. Key themes (e.g., why attorney generals were more successful in prosecuting this scandal than the SEC) are then identified to aid in a holistic understanding of the market timing and late trading scandal. The findings should help advance our understanding of financial scandals and white-collar crime.
Local Note:
Electronic reproduction. Ann Arbor, Michigan : ProQuest Ebook Central, 2017. Available via World Wide Web. Access may be limited to ProQuest Ebook Central affiliated libraries.
Genre:
Electronic Access:
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