Cover -- Contents -- List of Tables and Figures -- Foreword -- Acknowledgments -- Abbreviations -- PART I: PPP Tool Kit for the Water Supply and Sanitation Sector -- I: Introduction -- Background and Scope of Work -- Process Followed for the Tool Kit -- Structure of the Tool Kit -- Context of the Tool Kit -- Users of the Tool Kit -- Guidelines to the Tool Kit -- II: PPP in the Water Sector -- General Definition and Overview of PPP -- Rationale for PPP -- The Water Supply and Sanitation Sector in India -- Trends in PPP in the Water Supply and Sanitation Sector in India -- PPP Projects in the Water and Sanitation Sector in India -- III: Implementing PPP: An Overview -- Step 1: Identification of the Problem Areas -- Step 2: Choice between Public Funding and PPP -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- IV: Step 1: Identification of the Problem Areas -- Assessment of the Current Water Supply and Sanitation System -- Review of Projects with Approved Detailed Project Reports -- Prioritization of Key Areas of Investment -- V: Financial Feasibility -- Determination and Due Diligence of Project Cost -- Identification of Project Revenues -- Preparation of the Financial Model -- Assessing the Viability of the Private Investment -- Viability Gap Fund -- Assessment of Water PPPs Not Requiring Private Investment -- VI: Step 2: Choice between Public Funding and PPP -- Rationale for PPP -- Prerequisites for PPP -- Making the Choice -- VII: Step 3: Choice of PPP Structure -- Identification of Risks -- Allocation of Risks -- Selection of Possible PPP Structures -- Preparatory Documents and Activities Required to be Undertaken -- Matching of PPP Structures with the Value Chain and Prioritized Projects -- VIII: Step 4: Procurement -- Transaction Structure -- Drafting the PPP Contract -- Selection of the Procurement Strategy.

Design of the Procurement Process -- Managing the Procurement Process -- PART II: Details of Public-Private Partnership Structures -- I: Background -- II: Performance Management Contract for Operation and Maintenance of Water Supply System -- About the PPP Structure -- Applicability of the PPP Structure -- III: Concession Agreement for Water Supply and Sewerage Services -- About the PPP Structure -- Applicability of the PPP Structure -- IV: Concession Agreement for Construction, Operation, and Maintenance of Bulk Water Supply System -- About the PPP Structure -- Applicability of the PPP Structure -- V: Concession Agreement for Construction, Operation, and Management of the Distribution System -- About the PPP Structure -- Applicability of the PPP Structure -- VI: Concession Agreement for Development of the Bulk Water Supply System and Operation and Maintenance of the Entire System -- About the PPP Structure -- Applicability of the PPP Structure -- PART III: Case Studies of Public-Private Partnerships in Maharashtra -- I: Introduction -- II: Summary of City Analysis -- III: Jalna -- Brief Introduction to Jalna -- Water Supply System at Jalna -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- IV: Sangli-Miraj-Kupwad -- Brief Introduction to Sangli-Miraj-Kupwad -- Water Supply System at Sangli-Miraj-Kupwad -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- V: Kolhapur -- Brief Introduction to Kolhapur -- Water Supply System at Kolhapur -- Sewerage System at Kolhapur -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure.

Step 4: Procurement -- VI: Virar -- Brief Introduction to Virar -- Water Supply System at Virar -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- VII: Navghar Manikpur -- Brief Introduction to Navghar Manikpur -- Existing Water Supply System -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- VIII: Shirpur -- Brief Introduction to Shirpur -- Existing Water Supply System at Shirpur -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- IX: Akot -- Brief Introduction to Akot -- Existing Water Supply System -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- X: Saoner -- Brief Introduction to Saoner -- Existing Water Supply System -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- XI: Chiplun -- Brief Introduction to Chiplun -- Existing Water Supply System -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- Step 3: Choice of PPP Structure -- Step 4: Procurement -- XII: Kulgaon-Badlapur -- Brief Introduction to Kulgaon-Badlapur -- Water Supply System at Kulgaon-Badlapur -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- XIII: Ambernath -- Brief Introduction to Ambernath -- Existing Water Supply System -- Step 1: Identification of the Problem Area -- Step 2: Choice between Public Funding and the PPP Option -- XIV: Navi Mumbai -- Brief Introduction to Navi Mumbai.

Existing Water Supply System -- Assessment of the Water Supply System -- Proposed Water Supply Project -- About the PPP Structure -- Key Roles and Responsibilities of the Navi Mumbai Municipal Corporation and the Private Operator -- Key Features of Navi Mumbai Municipal Corporation's Performance Management Contract -- Risk Sharing between Navi Mumbai Municipal Corporation and the Private Developer -- PART IV: Term Sheets -- I: Introduction -- Objective of the Term Sheet -- Contents of the Term Sheet -- II: Term Sheets -- Performance Management Contract for the Entire Water Supply System -- Integrated Concession and Management of the Entire Water Supply and Sewerage System -- Management Contract for Metering, Billing, and Collection -- Concession Agreement for the Development, Operation, and Maintenance of the Bulk Water Supply System -- Concession Agreement for Development of the Bulk Water Supply System and Operation and Maintenance of the Entire Water Supply System -- Tables and Figures -- Tables -- 1 Stages in the Development of Urban Water Supply and Sanitation Projects -- 2 Representative Sample of an Asset Inventory List -- 3 Key Parameters for Assessing the Performance of Water Supply Services -- 4 Key Parameters for Assessing the Performance of Sanitation Services -- 5 Broad Components of the Capital Costs -- 6 Broad Components of the Operation Costs -- 7 Representative Volumetric Tariff Structure -- 8 Representative Telescopic Tariff Structure -- 9 Generic Risk Categories -- 10 List of Documents and Activities to be Arranged by the Urban Local Body or State Agency -- 11 PPP Matrix in the Context of the Value Chain -- 12 Key Roles and Responsibilities of the Private Developer and the Urban Local Body -- 13 Key Risks, Roles, and Responsibilities of the Private Developer and the Urban Local Body.

14 Key Roles and Responsibilities of the Private Developer and the Urban Local Body -- 15 Key Risks, Roles, and Responsibilities of the Private Developer and the Urban Local Body -- 16 Key Roles and Responsibilities of the Private Developer and the Urban Local Body -- 17 Key Risks, Roles, and Responsibilities of the Private Developer and the Urban Local Body -- 18 Roles and Responsibilities of the Different Institutions -- 19 Key Risk Sharing -- 20 Roles and Responsibilities of the Different Institutions -- 21 Key Risk Sharing -- 22 Summary of PPP Structures for Sample Cities -- 23 Basic Profile of Water Supply Services in Jalna -- 24 Water Supply Indicators and Inferences for Jalna -- 25 Proposed Water Supply Projects for Jalna -- 26 Key Assumptions -- 27 Investment Requirement with a PPP -- 28 Basic Profile of Water Supply Services in Sangli, Miraj, and Kupwad -- 29 Water Supply Indicators and Inferences for Sangli, Miraj, and Kupwad -- 30 Proposed Water Supply Projects for Sangli, Miraj, and Kupwad -- 31 Assumptions of Preliminary Financial Analysis -- 32 Investment Requirement with a PPP -- 33 Basic Profile of Water Supply Services in Kolhapur -- 34 Basic Profile of Sewerage Infrastructure in Kolhapur -- 35 Water Supply Indicators for Kolhapur -- 36 Key Sewerage Indicators for Kolhapur -- 37 Proposed Water Supply and Sewerage Projects for Kolhapur -- 38 Key Assumptions -- 39 Investment Requirement with a PPP -- 40 Basic Profile of Water Supply Services in Virar -- 41 Key Water Supply Indicators for Virar -- 42 Proposed Water Supply Projects -- 43 Key Assumptions -- 44 Basic Profile of Water Supply Services in Navghar Manikpur -- 45 Key Water Supply Indicators for Navghar Manikpur -- 46 Key Water Supply Projects Planned and Proposed -- 47 Key Assumptions -- 48 Basic Profile of Water Supply Services in Shirpur.

49 Key Water Supply Indicators for Shirpur.